HOUSE BILL No. 4158

 

January 31, 2013, Introduced by Reps. Brunner, Slavens, Smiley and Geiss and referred to the Committee on Families, Children, and Seniors.

 

     A bill to amend 1978 PA 368, entitled

 

"Public health code,"

 

by amending sections 20142, 20199, and 21755 (MCL 333.20142,

 

333.20199, and 333.21755).

 

THE PEOPLE OF THE STATE OF MICHIGAN ENACT:

 

     Sec. 20142. (1) A To obtain a license to establish or maintain

 

and operate a health facility or agency in this state, a person

 

shall apply for licensure an initial license, for a new license due

 

to a change of ownership if applicable, for a license renewal, or

 

for title XVIII or for title XIX certification on a form authorized

 

and provided by the department. The application applicant shall

 

include with the application all attachments, additional data, and

 

information that is required by this section and by the department.

 

     (2) An applicant shall certify the accuracy of information

 

supplied in the application and supplemental statements.


 

     (3) An applicant or a licensee for a license under part 213 or

 

217 shall disclose the names, addresses, principal occupations, and

 

official positions of all persons individuals who have an ownership

 

interest in the health facility or agency home for the aged or

 

nursing home. If the applicant for a license under part 213 or 217

 

is not an individual, the applicant shall disclose the name of each

 

entity that has an ownership interest in the home for the aged or

 

nursing home, the names, addresses, and official positions of all

 

officers and directors of the entity, and a description of the

 

relationship, if any, between individuals who have an ownership

 

interest in the home for the aged or nursing home. If the health

 

facility or agency home for the aged or nursing home is located on

 

or in leased real estate, the applicant or licensee shall disclose

 

the name of the lessor and any direct or indirect interest the

 

applicant or licensee has in the lease other than as lessee. A

 

licensee under part 213 or 217 proposing a change in of ownership

 

shall be reported report that proposal in writing to the director

 

not less than 15 60 days before the proposed change occurs, except

 

that a person purchasing stock of a company registered pursuant to

 

the securities exchange act of 1934, 15 U.S.C. 78a to 78kk , is

 

exempt from disclosing ownership in the facility. A person is to

 

occur. An applicant required to file a beneficial ownership report

 

pursuant to under section 16(a) of the securities exchange act of

 

1934, 15 U.S.C. USC 78p shall file with the department information

 

relating to securities ownership required by the department rule or

 

order. An applicant or licensee proposing a sale of a nursing home

 

to another person shall provide the department with written,


 

advance notice of the proposed sale. A license issued under part

 

213 or 217 is not transferable to any other person. The department

 

may revoke a license upon verification of a transfer of any

 

ownership interest to any other person without obtaining a new

 

license as required in this subsection. The applicant or licensee

 

and the other parties to the sale change of ownership shall arrange

 

to meet with specified department representatives and shall to

 

obtain before the sale a determination of the items of

 

noncompliance with applicable law and rules which shall and

 

conditions of participation that are to be corrected before the

 

change of ownership occurs. The department shall notify the

 

respective parties of the items of noncompliance prior to with

 

applicable licensing laws and rules and any medicare or medicaid

 

conditions of participation before the change of ownership and

 

shall indicate that the items of noncompliance must be corrected as

 

a condition of issuance of not issue a license to the new owner

 

until all of the items of noncompliance or conditions of

 

participation have been corrected or, at the option of the

 

department, the new owner has an approved plan of correction. The

 

department may accept reports filed with the securities and

 

exchange commission relating to the filings. A person who violates

 

this subsection is guilty of a misdemeanor, punishable by a fine of

 

not more than $1,000.00 $10,000.00 for each violation.

 

     (4) An Upon request, an applicant or licensee under part 217

 

shall disclose to the department the names and business addresses

 

of suppliers who furnish goods or services to an individual nursing

 

home or a group of nursing homes under common ownership, the


 

aggregate charges for which exceed $5,000.00 in a 12-month period

 

which that includes a month in a nursing home's current fiscal

 

year. An Upon request, an applicant or licensee shall disclose to

 

the department the names, addresses, principal occupations, and

 

official positions of all persons who have an ownership interest in

 

a business which that furnishes goods or services to an individual

 

nursing home or to a group of nursing homes under common ownership,

 

if both of the following apply:

 

     (a) The person, or the person's spouse, parent, sibling, or

 

child has an ownership interest in the nursing home purchasing the

 

goods or services.

 

     (b) The aggregate charges for the goods or services purchased

 

exceeds $5,000.00 in a 12-month period which that includes a month

 

in the nursing home's current fiscal year.

 

     (5) An applicant or licensee who makes a false statement in an

 

application or statement required by the department pursuant to

 

this article is guilty of a felony, punishable by imprisonment for

 

not more than 4 years, or a fine of not more than $30,000.00, or

 

both.

 

     (6) Upon request, an applicant or licensee under part 217

 

shall disclose to the department any information the department

 

considers relevant to its duties under section 21755.

 

     (7) For the purposes of this section:

 

     (a) "Applicant" means a person that files an application under

 

this section for an initial license, for a new license because of a

 

change in ownership if applicable, for a license renewal, or for

 

title XVIII or title XIX certification.


 

     (b) "Change of ownership" means any of the following:

 

     (i) A sale of the entity to any other person.

 

     (ii) A change in a sole proprietorship.

 

     (iii) A transfer of the title and property to another person in

 

an unincorporated sole proprietorship.

 

     (iv) A removal, addition, or substitution of a partner in a

 

partnership.

 

     (v) A merger of a corporation into another corporation.

 

     (vi) The consolidation of 2 or more corporations resulting in a

 

new corporation.

 

     (vii) A change in the membership of a limited liability

 

company.

 

     (viii) A transfer of an entity to a trust or a change in a

 

trust.

 

     (ix) A change of ownership of 30% or more of the stock of a

 

corporation.

 

     (x) A transaction that results in the change of the person who

 

is the legal holder of a certificate of need for the health

 

facility or agency.

 

     (c) A person is considered to have an ownership interest if

 

the person is any of the following:

 

     (i) An officer of a corporation.

 

     (ii) A member of the board of directors of a corporation.

 

     (iii) A person that owns or acquires 5% or more of the stock of

 

a corporation.

 

     (iv) A sole proprietorship.

 

     (v) A partner.


 

     (vi) A member of a limited liability company.

 

     (vii) A manager of a limited liability company.

 

     (viii) A trustee of an entity organized as a trust.

 

     (ix) An individual or a corporation, partnership, sole

 

proprietorship, limited liability company, trust, or any other

 

entity, which individual or entity operates the health facility or

 

agency under a management agreement.

 

     Sec. 20199. (1) Except as otherwise provided in subsection (2)

 

or section 20142, a person who violates this article or a rule

 

promulgated or an order issued under this article is guilty of a

 

misdemeanor , punishable by a fine of not more than $1,000.00 for

 

each day the violation continues or, in case of a violation of

 

sections 20551 to 20554, a fine of not more than $1,000.00 for each

 

occurrence.

 

     (2) A person who violates sections 20181 to 20184 is guilty of

 

a misdemeanor , punishable by imprisonment for not more than 6

 

months , or a fine of not more than $2,000.00, or both.

 

     (3) In addition to any other penalty prescribed or remedy

 

provided for in this act, a person who violates section 20141 is

 

subject to an administrative fine of $1,000.00 per day for each day

 

in violation of that section. A person shall not charge or collect

 

from another person or otherwise collect for services provided

 

while in violation of section 20141. A person who has collected

 

fees for services while in violation of section 20141 shall without

 

demand refund the fees collected to the person charged for services

 

or, if undeliverable, shall pay the fees collected to the state

 

treasurer for deposit into the general fund.


 

     Sec. 21755. The department may refuse to issue a license to

 

establish or maintain and operate, or both, a nursing home to an

 

applicant that files an application under section 20142 if any of

 

the following apply:

 

     (a) Whose The occupational, professional, or health facility

 

or agency license of the applicant or person with an ownership

 

interest has been revoked during the 5 years preceding the date of

 

application.

 

     (b) Whom the The department finds is the applicant or person

 

with an ownership interest not suitable to operate a nursing home

 

because of financial incapacity or a lack of good moral character

 

or appropriate business or professional experience. As used in this

 

subdivision, "good moral character" means that term as defined in

 

Act No. 381 of the Public Acts of 1974, as amended, being sections

 

338.41 to 338.47 of the Michigan Compiled Laws.

 

     (c) The applicant or person with an ownership interest has

 

filed bankruptcy or been determined bankrupt during the 5 years

 

preceding the date of application.

 

     (d) A health facility or agency or other entity established,

 

maintained, or operated by the applicant or person with an

 

ownership interest was involuntarily closed or was terminated from

 

participation under title XVIII or title XIX.

 

     (e) A health facility or agency or other entity established,

 

maintained, or operated by the applicant or person with an

 

ownership interest is excluded from participation as a Medicare or

 

Medicaid provider.

 

     (f) The applicant or person with an ownership interest is


 

disqualified from being employed by, under independent contract

 

with, or granted clinical privileges by a health facility or agency

 

under section 20173a.

 

     (g) The applicant or person with an ownership interest is a

 

principal of a nursing home that has been placed in receivership

 

during the 5 years preceding the date of application.

 

     (h) The applicant or person with an ownership interest is a

 

principal of a nursing home that has had a license denied,

 

suspended, or revoked during the 5 years preceding the date of

 

application.

 

     (i) The applicant or person with an ownership interest has

 

been the subject of an order enjoining an act or practice under or

 

an order directing compliance with any of the following:

 

     (i) Federal conditions of participation as a Medicare or

 

Medicaid provider.

 

     (ii) This act or rules promulgated under this act to establish,

 

maintain, or operate a nursing home.

 

     (j) The applicant or person with an ownership interest has

 

been adjudged to be administratively, civilly, or criminally liable

 

for professional negligence, wrongful death, or for violating an

 

individual's civil rights under any state or federal law.

 

     (k) The applicant or person with an ownership interest has an

 

unpaid debt to this state, except any debt subject to a formal

 

adjudication process.

 

     (l) The applicant or person with an ownership interest has an

 

unpaid debt to the federal government for a civil monetary penalty,

 

except any civil monetary penalty subject to a formal adjudication


 

process.

 

     (m) The applicant or person with an ownership interest has an

 

unpaid debt or assessment levied by the internal revenue service

 

during the 5 years preceding the date of application.

 

     (n) The applicant or person with an ownership interest has an

 

unpaid determination for the payment of wages and benefits under

 

1978 PA 390, MCL 408.471 to 408.490, except for a determination

 

that is under review as prescribed in section 11 of 1978 PA 390,

 

MCL 408.481.

 

     Enacting section 1. This amendatory act does not take effect

 

unless Senate Bill No. ____ or House Bill No. 4159(request no.

 

01296'13) of the 97th Legislature is enacted into law.